This video covers: what is a security, registration of securities, three ways of registering a security at the state level, exempt transactions, and filing requirements.

This video is an excerpt from the Solomon Series 63 Video Lecture, which is a prerecorded PowerPoint presentation. In the full Series 63 Video Lecture, Solomon Exam Prep President Jeremy Solomon takes you through the most heavilytested Series 63 topics including regulation of investment advisers, postregistration requirements, regulation of brokerdealers, remedies and administrative provisions, ethical practices, fiduciary obligations, and much more!

The complete 3hour Series 63 Video Lecture goes over basic knowledge you will encounter on the Series 63 exam. Once purchased, the videos are viewable ondemand for a 180day subscription period. Video Lectures are viewable through the Solomon website and can be accessed via computer or mobile device.

The Series 63 Video Lecture can be purchased individually or as part of the Series 63 Video Premium Package and the Series 63 Total Package.

Explore all Solomon Series 63 study materials on our website here:
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Do you have any questions, tips, or ideas about registration of securities? Let us know in the comments section below!

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Solomon Exam Prep creates innovative resources for securities exam preparation. Solomon has helped thousands of finance and securities professionals pass their FINRA, NASAA, MSRB and NFA licensing exams including the SIE and the Series 3, 6, 7, 14, 22, 24, 26, 27, 28, 50, 51, 52, 53, 54, 63, 65, 66, 79, 82 and 99.  

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