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Question 26 Math: The formula for this computation is as follows: 20% (the return on the market is a beta of 1.0) minus the riskfree rate of 4%, or 16%. Then, multiply that by the beta of this stock (0.7) to arrive at 11.2%. That is, the stock should return 11.2% over the riskfree rate of 4%, or 15.2%. Inflation rate is only important if we are looking for the real (inflationadjusted) return, not the expected return.
Time stamps:
00:00 Intro
1:19 Third Party Promoter
2:38 Buy limit
4:43 Discounted Cash Flow (DCF)
6:02 Suitability Mutual Fund
7:00 Investment Advisor Custody
7:59 Definition of an Investment Advisor
9:28 Registration of a Broker/Dealer under the Uniform Securities Act
11:37 Investment Advisor Representative
13:40 Bond at par
14:42 Exempt from registration
16:00 Monte Carlo Simulation
17:34 Investment Advisor Registration
18:32 Suitability
19:30 Investment Advisor Representative
22:15 Notification or consent
24:23 Hedge funds
25:55 Sharpe ratio
27:00 Dividend Growth Model
29:58 Guaranteed?
32:20 ERISA
34:15 Form ADV Part 2
35:33 Callable bonds
36:30 Material facts
37:37 Purchase of an option contract
40:00 Qualification
41:17 Business card
42:49 December 31
43:41 Life settlement
44:25 Trust account
45:14 General partnership
46:52 Surety bond
48:17 Probable return
49:15 Investment Advisor Act of 1940
50:24 Custody by Investment Advisor
51:00 Efficient Market Hypothesis
52:40 Defined Benefit Pension Plan
53:26 Solicitor
55:20 Change in broker/dealer's fee schedule
55:50 Annuity contract
56:50 Material fact(s)
57:49 Dollar Cost Averaging
59:03 Current yield
59:13 TSA 403(b)
1:00:26 Investment Advisor using broker/dealer for execution and custody
1:02:09 Net worth of a state covered investment advisor
1:05:40 Hedge fund
1:04:30 Investment Advisor as an un natural person
1:05:20 Agent of a broker/dealer
1:06:04 Capital gain or loss
1:07:15 Forms of business ownership
1:08:52 Qualified retirement plans
1:09:27 JTWROS
1:10:30 UTMA'
1:10:53 AML
1:11:13 Fixed annuity
1:11:53 OTC market is negotiated
1:12:33 Brochure
1:13:50 Price to book
1:15:25 Definition of an Investment Advisor
1:16:34 False impression of volume
1:17:23 Investment Advisor Representative
1:18:44 Prohibited transactions
1:19:37 Custody
1:20:35 Moving average
1:21:30 Dishonest business practices
1:23:13 Annual interest on a bond
1:23:45 Registration of an agent
1:26:00 Passive real estate
1:26:43 Hedge clauses
1:28:20 Investment Advisor Representative
1:29:43 New account documentation
1:30:45 Credit risk versus interest rate risk
1:31:25 Exemptions Investment Advisor Act of 1940
1:31:26 SEC Release 1092
1:32:34 Open versus closed end fund
1:33:20 IAR state registration
1:36:08 Beta
1:36:55 Charitable deduction
1:37:55 Commodities
1:38:09 Forward pricing
1:39:20 Preservation of capital
1:39:41 Current yield
1:40:11 Growth fund
1:40:47 Technical analysis
1:41:35 Consent to service
1:41:50 Fraud
1:43:18 Time horizon
1:44:16 Bond at a discount
1:44:47 Impersonal investment advice
1:45:45 Inflation risk AKA purchasing power risk
1:46:08 Dollar Cost Averaging
1:46:29 Suitability
1:47:16 UTMA
1:48:02 Preferred stock
1:48:50 Negative correlation
1:49:38 $5,000 fine
1:50:4 JTWROS
1:50:59 Violations of the USA